Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 287 ms

Reported as registered
HAVEN CAPITAL GROUP
CRD 149641 · SEC 801-130171
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAVEN VENTURE PARTNERS, LLC
CRD 324408 · SEC 802-127181
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAWK RIDGE CAPITAL MANAGEMENT LP
CRD 163818 · SEC 801-100425
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAWKTAIL MANAGEMENT, LLC
CRD 321161 · SEC 802-132147
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAYSTACK MANAGEMENT COMPANY, LLC
CRD 292586 · SEC 802-113116
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HBW ADVISORY SERVICES LLC
CRD 143665 · SEC 801-77333
SIMI VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HCAP PARTNERS, LLC
CRD 335625 · SEC 802-132458
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HCM WEALTH
CRD 106158 · SEC 801-48519
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HCR WEALTH ADVISORS
CRD 108676 · SEC 801-56452
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEADLINE GROWTH MANAGEMENT, LLC
CRD 323219 · SEC 802-126624
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEADLINE MANAGEMENT VII, LLC
CRD 323221 · SEC 802-126639
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEALTH VELOCITY MGMT LLC
CRD 289730 · SEC 802-111699
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEALTHIER CAPITAL, LLC
CRD 329763 · SEC 802-132019
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEALTHPOINTCAPITAL MANAGEMENT, LLC
CRD 309041 · SEC 801-126773
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEALTHY VENTURES MANAGEMENT, LLC
CRD 191513 · SEC 802-133712
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEAVYBIT, LLC
CRD 291776 · SEC 802-121102
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
CRD 111549 · SEC 801-132732
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEIGHTS LLC
CRD 315969 · SEC 801-128704
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HELLMAN & FRIEDMAN LLC
CRD 158614 · SEC 801-73341
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HENNESSY ADVISORS, INC.
CRD 110770 · SEC 801-36288
NOVATO, CA
Source release August 3, 2026 · retrieved August 18, 2026