Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 178 ms

Reported as registered
HERCULES ADVISER LLC
CRD 310662 · SEC 801-120524
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERITAGE WEALTH MANAGEMENT, INC.
CRD 316956 · SEC 801-122719
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERON FINANCE
CRD 327608 · SEC 801-128703
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HESEN & HASLAM
CRD 286235 · SEC 801-110192
WOODLAND HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HFF FUND MANAGER, LLC
CRD 333417 · SEC 802-131650
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HG CAPITAL, LLC
CRD 163904 · SEC 802-76616
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HGGC, LLC
CRD 145684 · SEC 801-68565
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HH CAPITAL MANAGEMENT, INC.
CRD 310147 · SEC 801-119917
HERMOSA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HHPF CAPITAL LLC
CRD 170227 · SEC 802-137146
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHBAR PARTNERS
CRD 166244 · SEC 801-118041
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HIGHGEAR VENTURES MANAGEMENT, LLC
CRD 284959 · SEC 802-127721
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HIGHLANDX
CRD 315413 · SEC 802-122034
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHLINE ASSET MANAGEMENT, LLC
CRD 332483 · SEC 801-131713
SHERMAN OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHLINE WEALTH PARTNERS
CRD 284712 · SEC 801-108350
SHERMAN OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HILL CAPITAL
CRD 343553 · SEC 802-137062
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HILLCREST FINANCIAL GROUP
CRD 317862 · SEC 801-122983
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIPPOCRATIC FINANCIAL ADVISORS
CRD 169481 · SEC 801-130237
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HMI CAPITAL MANAGEMENT, L.P.
CRD 160850 · SEC 801-74197
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOERTKORN RICHARD CHARLES
CRD 104649 · SEC 801-8374
KENTFIELD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOFER & ASSOCIATES WEALTH MANAGEMENT
CRD 282005 · SEC 801-125790
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026