Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 3016 ms

Exempt Reporting Adviser
1EP MANAGEMENT LLC
CRD 334546 · SEC 802-131959
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
1KX MANAGEMENT LTD.
CRD 319529 · SEC 802-125910
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1N CAPITAL, LLC
CRD 309502 · SEC 801-119093
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1SHARPE CAPITAL LLC
CRD 285866 · SEC 801-111931
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1ST & MAIN GROWTH PARTNERS
CRD 106305 · SEC 801-53866
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1ST DISCOUNT BROKERAGE, INC.
CRD 39164 · SEC 801-132978
LAKE WORTH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
1ST FINANCIAL PLANNING GROUP, INC.
CRD 281543
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
1UP SERVICES
CRD 307254 · SEC 802-127775
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1WS CAPITAL ADVISORS, LLC
CRD 298723 · SEC 801-114286
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
2 KNIGHTS WEALTH MANAGEMENT, LLC
CRD 307238 · SEC 801-124807
PEPPER PIKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
2.0 VENTURES ADVISER LLC
CRD 337324 · SEC 802-134377
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
20 GATES MANAGEMENT LLC
CRD 155480 · SEC 801-72538
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
201 VENTURES MANAGEMENT LLC
CRD 341854 · SEC 802-136312
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
2020 FINANCIAL PLANNING LLC
CRD 153979
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
2020HL, LLC
CRD 322016 · SEC 802-125889
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
2048 VENTURES, LLC
CRD 305237 · SEC 802-117398
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
21 WEST WEALTH MANAGEMENT LLC
CRD 304532 · SEC 801-132023
TUSTIN, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
21:5 ADVISORS, LLC
CRD 333198
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
210 FINANCIAL
CRD 328570 · SEC 801-129099
MORTON, IL
Source release August 3, 2026 · retrieved August 18, 2026