Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

161 sourced firms · query 51 ms

Reported as registered
MJ RETIREMENT
CRD 164328 · SEC 801-76741
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MONARCH CAPITAL MANAGEMENT INC
CRD 106244 · SEC 801-46796
FORT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MONON WEALTH MANAGEMENT
CRD 289413 · SEC 801-114130
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MOSAIC WEALTH MANAGEMENT LLC
CRD 340681 · SEC 801-135517
BLOOMINGTON, IN
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
NEARSIDE ADVISORS, LLC
CRD 341851 · SEC 801-136194
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHWEST FINANCIAL SERVICES INC
CRD 106805 · SEC 801-42770
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEAMERICA ASSET MANAGEMENT, LLC
CRD 165929 · SEC 801-77572
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEAMERICA SECURITIES, INC.
CRD 4173 · SEC 801-56819
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXFORD FINANCIAL GROUP, LTD
CRD 105303 · SEC 801-20692
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
OXFORD HARRIMAN PRIVATE WEALTH MANAGEMENT
CRD 340313 · SEC 801-135797
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXINAS PARTNERS WEALTH MANAGEMENT
CRD 297462 · SEC 801-113877
JEFFERSONVILLE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATHWAY FINANCIAL ADVISERS, LLC
CRD 166237 · SEC 801-80650
AUBURN, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PELOTON CAPITAL MANAGEMENT
CRD 109775 · SEC 801-27200
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PETTINGA FINANCIAL ADVISORS, LLC
CRD 156369 · SEC 801-72154
EVANSVILLE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHILLIPS FINANCIAL
CRD 131344 · SEC 801-63343
FORT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PILE WEALTH MANAGEMENT
CRD 111536 · SEC 801-123261
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRAXIS INVESTMENT MANAGEMENT, INC.
CRD 105675 · SEC 801-36323
GOSHEN, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRECEDENT FINANCIAL STRATEGIES
CRD 169100 · SEC 801-135830
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE COUNSEL GROUP, LTD.
CRD 300083 · SEC 801-135690
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROTEUS, LLC
CRD 164085 · SEC 801-121224
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026