Reported as registered
GEN FINANCIAL MANAGEMENT INC.
CRD 110179 · SEC 801-57823
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
293 sourced firms · query 63 ms
Exempt Reporting Adviser
GENER8TOR EQUITY MANAGEMENT, LLC
CRD 330166 · SEC 802-132397
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GOLDNER HAWN
CRD 299154 · SEC 801-117082
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRADIENT ADVISORS, LLC
CRD 152665 · SEC 801-71000
ARDEN HILLS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRADIENT INVESTMENTS, LLC
CRD 141726 · SEC 801-70812
ARDEN HILLS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRADIENT WEALTH MANAGEMENT
CRD 127701 · SEC 801-80807
ARDEN HILLS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRANITE PARTNERS
CRD 158378 · SEC 801-73392
ST. CLOUD, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GREAT NORTH VENTURES
CRD 316159 · SEC 802-136661
MAPLE GROVE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREAT RIVER FINANCIAL
CRD 314172 · SEC 801-121581
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREAT WATERS FINANCIAL
CRD 308215 · SEC 801-123543
SHOREVIEW, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREATER MIDWEST FINANCIAL GROUP, LLC
CRD 324387 · SEC 801-127206
SAINT PAUL, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GS INVESTMENT INC
CRD 107782 · SEC 801-56317
EAGAN, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GUARDIAN WEALTH ADVISORS, LLC
CRD 143254 · SEC 801-87183
ST LOUIS PARK, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GUARDIAN WEALTH STRATEGIES, LLC
CRD 167485 · SEC 801-107034
MINNEAPOLS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAYS FINANCIAL GROUP, LLC
CRD 306877 · SEC 801-118389
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGH NOTE WEALTH, LLC
CRD 305768 · SEC 801-117495
DEEPHAVEN, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHMARK WEALTH MANAGEMENT LLC
CRD 164790 · SEC 801-76896
ST. PAUL, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUNTER STREET PARTNERS, LP
CRD 298142 · SEC 801-128339
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
IMPERATIVE MANAGEMENT LLC
CRD 306886 · SEC 802-117931
STILLWATER, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
INDIA CAPITAL LLC
CRD 309034 · SEC 801-119546
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026