Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 118 ms

Reported as registered
AUTUMN GLORY PARTNERS, LLC
CRD 288250 · SEC 801-110630
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTUMN LANE ADVISORS, LLC
CRD 173624 · SEC 801-80627
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANT FINANCIAL ADVISORS
CRD 297894 · SEC 801-129589
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVID WEALTH PARTNERS, LLC
CRD 323124 · SEC 801-126678
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVIDIAN WEALTH SOLUTIONS
CRD 127186 · SEC 801-64386
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVIDITY PARTNERS MANAGEMENT LP
CRD 304628 · SEC 801-118809
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVION WEALTH
CRD 134242 · SEC 801-99351
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVONDALE WEALTH MANAGEMENT LLC
CRD 152590 · SEC 801-101528
WEST LAKE HILLS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AWAKEN WEALTH PARTNERS LLC
CRD 341005 · SEC 801-135705
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWH CAPITAL, L.P.
CRD 146740 · SEC 801-110794
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM FINANCIAL SERVICES INC.
CRD 144351 · SEC 801-120940
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALEFIRE, LLC
CRD 168733 · SEC 801-78506
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BALERION SPACE VENTURES
CRD 326964 · SEC 802-128348
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALLAST ASSET MANAGEMENT
CRD 311116 · SEC 801-119749
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANNER OAK CAPITAL PARTNERS, LP
CRD 284367 · SEC 801-108175
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BANNER VC MANAGEMENT, LLC
CRD 339864 · SEC 802-135829
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANNERMAN WEALTH
CRD 284677 · SEC 801-117777
LEWISVILLE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANORTE ASSET MANAGEMENT, INC.
CRD 290555 · SEC 801-114865
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARROW HANLEY GLOBAL INVESTORS
CRD 105519 · SEC 801-31237
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASA ADVISORS
CRD 290034 · SEC 801-113534
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026