Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 914 ms

Exempt Reporting Adviser
4BIO PARTNERS LLP
CRD 314372 · SEC 802-135071
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
4FI MANAGEMENT GMBH
CRD 325018 · SEC 802-127753
FRANKFURT A.M.
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
4LB INVESTMENTS, LLC
CRD 121244
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
4POINT9 CAPITAL ADVISORS LLP
CRD 309107 · SEC 802-118977
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
5 TALENTS ADVISORS, INC
CRD 333270
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
500 STARTUPS CANADA MANAGEMENT COMPANY, INC.
CRD 288002 · SEC 802-110576
MISSISSAUGA, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
500 STARTUPS MANAGEMENT COMPANY SINGAPORE PTE LTD
CRD 292515 · SEC 802-112804
RAFFLES HOTEL ARCADE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
545 INVESTMENTS
CRD 310799
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
57 WEST CAPITAL ADVISORS, INC.
CRD 115378
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
584 NORTH LLC
CRD 339372
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
5TH GENERATION FINANCIAL
CRD 340921
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
5Y CAPITAL MANAGEMENT LIMITED
CRD 299614 · SEC 802-114637
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
6 DIMENSIONS CAPITAL
CRD 292273 · SEC 802-113386
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
6|21 PRIVATE WEALTH
CRD 335433
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
603 FINANCIAL ADVISORS, LLC
CRD 324422 · SEC 801-135510
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
68 KING WILLIAM STREET, LONDON, UNITED KINGDOM, EC4N 7HR
CRD 293173 · SEC 802-113673
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
6TH MAN VENTURES, LLC
CRD 318649 · SEC 801-128472
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
7 SATURDAYS FINANCIAL
CRD 319340
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026