Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 266 ms

Reported as registered
HOLBROOK GLOBAL STRATEGIES
CRD 127059 · SEC 801-62751
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOLLENCREST CAPITAL MANAGEMENT
CRD 46217 · SEC 801-55904
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HOMEBREW VENTURES
CRD 168123 · SEC 802-114972
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOMESTEAD CAPITAL USA, LLC
CRD 281186 · SEC 801-106596
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HONTE ADVISORS LLC
CRD 308341 · SEC 801-119254
BERKELEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HORSLEY BRIDGE PARTNERS LLC
CRD 110877 · SEC 801-54099
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
CRD 114649 · SEC 801-60512
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOUSATONIC PARTNERS
CRD 157618 · SEC 801-74152
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HOWARD CAPITAL MANAGEMENT GROUP, LLC
CRD 310510 · SEC 801-119502
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUBER CAPITAL MANAGEMENT LLC
CRD 143344 · SEC 801-67634
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HUIDONG SECURITIES INVESTMENT CO., LTD
CRD 334691 · SEC 802-131988
RIVERSIDE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUMAN CAPITAL
CRD 296844 · SEC 801-119165
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUMAN INTEREST ADVISORS LLC
CRD 269875 · SEC 801-100429
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HUNNIWELL LAKE VENTURES
CRD 339411 · SEC 802-135908
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUNT WEALTH MANAGEMENT
CRD 288892 · SEC 801-135610
CONCORD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HUSTLE FUND MANAGEMENT, LLC
CRD 291058 · SEC 802-112196
SAN CARLOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.
CRD 145096 · SEC 801-110476
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HVC MANAGEMENT CO., LLC
CRD 283831 · SEC 802-115142
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HW CAPITAL LLC
CRD 298731 · SEC 801-114174
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HYPHEN WEALTH MANAGEMENT
CRD 338134 · SEC 801-134270
LAFAYETTE, CA
Source release August 3, 2026 · retrieved August 18, 2026