Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 246 ms

Reported as registered
UNITY PARTNERS
CRD 322847 · SEC 801-134020
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UPP MANAGEMENT, LP
CRD 342664 · SEC 801-136513
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UPTICK PARTNERS, LLC
CRD 324250 · SEC 801-127235
NACOGDOCHES, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UPTOWN CAPITAL ADVISORS
CRD 171401 · SEC 801-132876
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
URBAN FUND MANAGEMENT, LLC
CRD 167491 · SEC 801-78648
PLANO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
USAA INVESTMENT SERVICES COMPANY
CRD 5475 · SEC 801-126328
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
USCA ASSET MANAGEMENT LLC
CRD 137045 · SEC 801-64873
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALEDOR PARTNERS
CRD 307996 · SEC 802-118701
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALIC FINANCIAL ADVISORS, INC.
CRD 42803 · SEC 801-54952
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALTERRA PARTNERS LLC
CRD 316443 · SEC 801-128494
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VANN EQUITY MANAGEMENT LLC
CRD 174239 · SEC 801-80766
PLANO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VANNOY ADVISORY GROUP, INC.
CRD 145806 · SEC 801-125019
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VAQUERO PRIVATE WEALTH, LTD.
CRD 305266 · SEC 801-117364
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
CRD 106975 · SEC 801-51795
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VELOCIS MANAGEMENT, LLC
CRD 313345 · SEC 801-128466
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VEMURI CAPITAL II, LLC
CRD 325165 · SEC 802-128565
IRVING, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VENDERA MANAGEMENT HOLDINGS, LLC
CRD 175116 · SEC 801-107710
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VENTURI PRIVATE WEALTH
CRD 169576 · SEC 801-78932
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VERADACE CAPITAL MANAGEMENT
CRD 301703 · SEC 802-115314
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VERDURE CAPITAL MANAGMENT, LLC
CRD 312575 · SEC 802-136464
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026