Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 394 ms

Reported as registered
ALUA CAPITAL MANAGEMENT LP
CRD 310536 · SEC 801-119652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALUMAN
CRD 281073 · SEC 801-132930
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALUMENIS CAPITAL MANAGEMENT GMBH LTD
CRD 340855 · SEC 802-135526
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALUMINA INVESTMENT MANAGEMENT
CRD 164273 · SEC 801-76782
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALUMNI VENTURES
CRD 170562 · SEC 802-112318
MANCHESTER, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALVIN CLAY FINANCIAL ADVISORS, LLC
CRD 226655 · SEC 801-132864
JENKINTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALWALEED X.AI INC.
CRD 339810 · SEC 802-135093
RIYADH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALYESKA INVESTMENT GROUP, L.P.
CRD 155058 · SEC 801-71962
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AM ADVISORS
CRD 284168 · SEC 802-107933
CYBERCITY, EBENE 72201
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AM INVESTMENT STRATEGIES, LLC
CRD 165823 · SEC 801-77283
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AM SQUARED LIMITED
CRD 296223 · SEC 802-118141
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMADEUS CAPITAL PARTNERS LIMITED
CRD 161838 · SEC 802-75313
CAMBRIDGE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMALIA PARTNER AG
CRD 338138 · SEC 801-135009
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMALTASH ADVISORS
CRD 341060 · SEC 801-135794
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMANSA CAPITAL PTE. LTD.
CRD 145780 · SEC 802-74123
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMARA FINANCIAL, LLC
CRD 308290 · SEC 801-118722
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMASIA MANAGEMENT, LLC
CRD 171756 · SEC 802-96188
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMAZZ INVESTMENT MANAGEMENT, INC.
CRD 126545 · SEC 801-85194
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMB WEALTH, LLC
CRD 113106 · SEC 801-60350
THOMASVILLE, GA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMBER CAPITAL
CRD 293867 · SEC 802-121453
LONDON
Source release August 3, 2026 · retrieved August 18, 2026