Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,284 sourced firms · query 230 ms

Reported as registered
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
CRD 147341 · SEC 801-130487
BRADENTON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIS ASSET FINANCE MANAGEMENT LLC
CRD 337254 · SEC 801-134555
COCONUT CREEK, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WIN ADVISORS, INC
CRD 300351 · SEC 801-115311
PALM BEACH GARDENS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINDWARD MANAGEMENT LP
CRD 316224 · SEC 801-122905
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINNING POINTS ADVISORS, L.L.C.
CRD 118077 · SEC 801-78654
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WISDOM FINANCIAL PLANNING
CRD 145275 · SEC 801-121513
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WISDOM PLANNING GROUP
CRD 305721 · SEC 801-132758
ORLANDO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
WLT PARTNERS
CRD 339994 · SEC 801-135681
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WM PARTNERS, LP
CRD 235788 · SEC 801-100337
AVENTURA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WPC US GP LLC
CRD 339201 · SEC 802-135499
WEST PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WRB SERRA PARTNERS
CRD 281062 · SEC 802-106524
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XCEL WEALTH MANAGEMENT, LLC
CRD 158863 · SEC 801-113826
HOLLY HILL, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XENDIA WEALTH LLC
CRD 157973 · SEC 801-113402
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XP ADVISORY US, INC.
CRD 173779 · SEC 801-114590
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
XTELLUS ADVISORS LLC
CRD 313437 · SEC 802-130945
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YALE CAPITAL CORP.
CRD 126992 · SEC 801-64116
ST. PETERSBURG, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YANDELL INVESTMENTS, LLC
CRD 332642 · SEC 801-131115
ORLANDO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YELLOWSTONE CAPITAL PARTNERS
CRD 324681 · SEC 801-134069
GAINESVILLE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZEGA INVESTMENTS, LLC
CRD 330428 · SEC 801-130244
PALM BEACH GARDENS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ZELKOVA MANAGEMENT, LLC
CRD 322333 · SEC 802-128430
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026