Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 180 ms

Reported as registered
JOEL R. MOGY INVESTMENT COUNSEL INC.
CRD 111622 · SEC 801-15669
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JOHNSON LYMAN WEALTH ADVISORS
CRD 150150 · SEC 801-70139
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JOIN BEYOND, LLC
CRD 337915 · SEC 802-134665
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JORDAN PARK GROUP LLC
CRD 287755 · SEC 801-110062
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JPC WEALTH MANAGEMENT, INC.
CRD 120267 · SEC 801-61096
PETALUMA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JSF FINANCIAL, LLC
CRD 114025 · SEC 801-71250
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JUST FUTURES
CRD 327226 · SEC 801-135569
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
K FUND CAPITAL MANAGEMENT, LLC
CRD 318110 · SEC 801-128847
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
K1 INVESTMENT MANAGEMENT LLC
CRD 161953 · SEC 801-107640
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
K2 FINANCIAL INC.
CRD 300913 · SEC 801-120939
GLENDORA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
K50 VENTURES
CRD 326197 · SEC 802-127823
ENCINITAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
K9 VENTURES, LLC
CRD 165537 · SEC 802-126074
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KACHKOVSKY & FISHER, INC.
CRD 117811 · SEC 801-114268
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAHN ASSET MANAGEMENT
CRD 342960 · SEC 801-136628
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAILAI ADVISERS LTD.
CRD 161692 · SEC 801-74088
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAIROS
CRD 161321 · SEC 801-88197
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAIROS VENTURE INVESTMENTS, LLC
CRD 281869 · SEC 802-108450
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAIYO WEALTH LLC
CRD 316431 · SEC 801-135677
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAIZEN FINANCIAL STRATEGIES, LLC
CRD 298248 · SEC 801-114234
PLEASANTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KANANI ADVISORY GROUP INC.
CRD 288314 · SEC 801-125845
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026