Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 308 ms

Exempt Reporting Adviser
HARLEM CAPITAL PARTNERS MANAGEMENT COMPANY, LLC
CRD 301531 · SEC 802-115077
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HARMONY PARTNERS MANAGEMENT COMPANY, LLC
CRD 164029 · SEC 802-113316
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARNESS WEALTH
CRD 299795 · SEC 801-114480
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARRADEN CIRCLE INVESTMENTS, LLC
CRD 310227 · SEC 801-133959
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARRISON FIDUCIARY GROUP
CRD 155845 · SEC 801-110949
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARSPRING CAPITAL MANAGEMENT, LLC
CRD 170882 · SEC 801-119060
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARVEST MANAGEMENT, L.L.C.
CRD 124477 · SEC 801-61814
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARVEST PARTNERS, LP
CRD 158284 · SEC 801-74136
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARVEY CAPITAL PARTNERS, L.P.
CRD 327590 · SEC 801-134539
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARVEY PARTNERS, LLC
CRD 160681 · SEC 801-73395
TARRYTOWN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
CRD 332278 · SEC 801-131129
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAVEN CAPITAL PARTNERS
CRD 335627 · SEC 802-132997
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAWKS POINT CAPITAL PARTNERS LLC
CRD 307006 · SEC 801-122906
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAYBEACH CAPITAL MANAGEMENT, LLC
CRD 327539 · SEC 801-136138
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAYES ASSET MANAGEMENT, LLC
CRD 141220 · SEC 801-67003
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAYFIN CAPITAL MANAGEMENT LLC
CRD 157131 · SEC 801-73574
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD 151462 · SEC 801-70690
DEWITT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAZELVIEW SECURITIES (US) LLC
CRD 174811 · SEC 801-107273
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HBSE MANAGEMENT, LLC
CRD 298772 · SEC 802-114161
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEADLANDS CAPITAL
CRD 163598 · SEC 801-79525
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026