Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 174 ms

Reported as registered
KANE INVESTMENT MANAGEMENT, INC.
CRD 127337 · SEC 801-121604
LOS GATOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAPOR CAPITAL MANAGEMENT COMPANY L.L.C.
CRD 317692 · SEC 802-123033
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARL KAPITAL
CRD 333558 · SEC 801-131486
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARMEL CAPITAL MANAGEMENT LLC
CRD 307701 · SEC 801-132661
SOLANA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KATALYST.VENTURES
CRD 294643 · SEC 802-113214
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAUL CAPITAL MANAGEMENT, LLC
CRD 328933 · SEC 802-132627
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD 104599 · SEC 801-24241
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KB FINANCIAL ADVISORS LLC
CRD 134374 · SEC 801-135226
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KBS CAPITAL ADVISORS, LLC
CRD 166213 · SEC 801-77576
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KBS REALTY ADVISORS, LLC
CRD 119662 · SEC 801-61482
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KCB MANAGEMENT LLC
CRD 168863 · SEC 802-125775
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KCM INVESTMENT ADVISORS
CRD 109629 · SEC 801-55395
GREENBRAE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KEENAN CAPITAL, LLC
CRD 167390 · SEC 801-112784
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KELSEY FINANCIAL, LLC
CRD 314950 · SEC 801-129004
MOORPARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KENSINGTON INVESTMENT COUNSEL
CRD 108012 · SEC 801-121893
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KERA CAPITAL PARTNERS
CRD 312875 · SEC 801-120454
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KERR WEALTH MANAGEMENT
CRD 277142 · SEC 801-133713
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KESTREL INVESTMENT MANAGEMENT CORP
CRD 106789 · SEC 801-43351
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KETRON FINANCIAL LLC
CRD 330807 · SEC 801-130222
NOVATO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KEYSTONE PRIVATE WEALTH
CRD 301924 · SEC 801-121495
PALM DESERT, CA
Source release August 3, 2026 · retrieved August 18, 2026