Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 354 ms

Reported as registered
HEALTH CATALYST CAPITAL MANAGEMENT, LLC
CRD 282602 · SEC 801-119194
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEARTWOOD FUNDS
CRD 136940 · SEC 801-66295
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEGARTY ADVISORS, LLC
CRD 306342 · SEC 801-124958
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEIGHTS POINT MANAGEMENT, LP
CRD 313849 · SEC 801-121394
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEIN PARK CAPITAL MANAGEMENT LP
CRD 305550 · SEC 801-117453
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HELENA SPECIAL INVESTMENTS LLC
CRD 317076 · SEC 802-124824
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HELIANTH INVESTMENT MANAGEMENT LLC
CRD 317326 · SEC 801-123093
PORT CHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HELIX PARTNERS MANAGEMENT LP
CRD 325120 · SEC 801-129212
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HELLER WEALTH MANAGEMENT
CRD 124261 · SEC 801-61749
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEMISPHERE PARTNERS LLC
CRD 136535 · SEC 801-64603
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HENLEY & COMPANY WEALTH MANAGEMENT LLC
CRD 144884 · SEC 801-77007
UNIONDALE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
CRD 169293 · SEC 801-79145
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEP MANAGEMENT CORPORATION
CRD 161855 · SEC 801-78087
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERMES GPE (USA) INC
CRD 166839 · SEC 801-78211
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEROLD ADVISORS, INC.
CRD 105090 · SEC 801-11216
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERON VIEW PARTNERS LLC
CRD 105926 · SEC 801-18759
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERONETTA MANAGEMENT, L.P.
CRD 157307 · SEC 801-73652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEYDORN STONE CAPITAL MANAGEMENT LLC
CRD 125903 · SEC 801-64133
LARCHMONT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HG VORA CAPITAL MANAGEMENT, LLC
CRD 161788 · SEC 801-74371
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HI2 INVESTMENT MANAGEMENT, LLC
CRD 283555 · SEC 802-131011
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026