Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 174 ms

Exempt Reporting Adviser
KHOSLA VENTURES, LLC
CRD 162910 · SEC 802-76280
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KIDS CAPITAL MANAGEMENT, L.P.
CRD 287764 · SEC 802-120503
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KINETIC INVESTMENT MANAGEMENT, INC.
CRD 283034 · SEC 801-118383
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KINGSFORD CAPITAL MANAGEMENT, LLC
CRD 161445 · SEC 801-73688
POINT RICHMOND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KINGSWOOD CAPITAL MANAGEMENT, L.P.
CRD 304649 · SEC 801-117250
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KINGSWOOD WEALTH ADVISORS, LLC
CRD 288792 · SEC 801-110755
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KITTYHAWK VENTURES, LLC
CRD 290082 · SEC 801-135841
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KKR CREDIT ADVISORS (US) LLC
CRD 146629 · SEC 801-69633
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
CRD 112414 · SEC 801-121974
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KLEINER PERKINS
CRD 161035 · SEC 802-75571
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KMT WEALTH MANAGEMENT, LLC
CRD 328911 · SEC 801-130902
HERMOSA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KNIGHTSBRIDGE WEALTH MANAGEMENT
CRD 110347 · SEC 801-55731
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KNOX LANE LP
CRD 306657 · SEC 801-118099
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KNUFF & COMPANY LLC
CRD 298203 · SEC 801-113925
FOSTER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KONDO WEALTH ADVISORS, INC
CRD 175347 · SEC 801-96308
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KRANE FINANCIAL SOLUTIONS
CRD 153594 · SEC 801-71344
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KREATE CAPITAL MANAGEMENT, LLC
CRD 309103 · SEC 802-118832
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KTF INVESTMENTS, LLC
CRD 337465 · SEC 801-134137
SEAL BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KUKUI TREE CAPITAL MANAGEMENT LLC
CRD 330374 · SEC 801-136833
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KUOS INVESTMENT II LLC
CRD 289165 · SEC 802-111076
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026