Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 210 ms

Reported as registered
KURV INVESTMENT MANAGEMENT LLC
CRD 323149 · SEC 801-126717
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KWB WEALTH
CRD 300921 · SEC 801-118740
REDLANDS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L & S ADVISORS, INC
CRD 140923 · SEC 801-66849
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L CAPITAL, LLC
CRD 277098 · SEC 801-129704
WINDSOR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L SQUARED CAPITAL PARTNERS
CRD 288509 · SEC 801-111654
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
L'ATTITUDE MANAGEMENT
CRD 312255 · SEC 802-121407
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L2 POINT MANAGEMENT LLC
CRD 317924 · SEC 801-128451
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAKE AVENUE FINANCIAL LLC
CRD 315746 · SEC 801-122031
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LANDED MANAGEMENT COMPANY, LLC
CRD 285120 · SEC 802-132488
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANE42
CRD 335548 · SEC 801-132605
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LARSEN WEALTH MANAGEMENT
CRD 146620 · SEC 801-127193
EL DORADO HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LATERAL INVESTMENT MANAGEMENT, LLC
CRD 159649 · SEC 801-112357
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LAUNCHPAD CAPITAL MANAGEMENT COMPANY LLC
CRD 313486 · SEC 802-120933
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAVELLE CAPITAL
CRD 316754 · SEC 801-122492
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAZARI CAPITAL MANAGEMENT, INC.
CRD 172932 · SEC 801-112927
BURBANK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEADING EDGE INVESTMENT ADVISORS,LLC
CRD 136476 · SEC 801-68249
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEADOUT CAPITAL MANAGEMENT, LLC
CRD 302030 · SEC 802-117645
PORTOLA VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEDERER & ASSOCIATES INVESTMENT COUNSEL
CRD 110376 · SEC 801-26228
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY CAPITAL GROUP CALIFORNIA, INC.
CRD 111436 · SEC 801-69566
LOS GATOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY PARTNERS, LLC
CRD 159473 · SEC 801-72850
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026