Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

213 sourced firms · query 69 ms

Reported as registered
NOVA FINANCIAL SERVICES
CRD 150148 · SEC 801-79612
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NRG WEALTH MANAGEMENT
CRD 289548 · SEC 801-116690
ORO VALLEY, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE WEALTH CAPITAL MANAGEMENT, LLC
CRD 331395 · SEC 801-130300
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPTIMA CAPITAL MANAGEMENT
CRD 306036 · SEC 801-131999
TEMPE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PANGAEA VENTURES US INC.
CRD 281517 · SEC 802-106970
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PFG ADVISORS
CRD 173344 · SEC 801-80797
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PHX MANCO
CRD 327811 · SEC 802-129777
TEMPE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE PEAK PRIVATE CLIENT GROUP, LLC
CRD 282003 · SEC 801-110993
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRAVATI CAPITAL LLC
CRD 300435 · SEC 801-121788
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRESTON INVESTMENTS
CRD 289926 · SEC 801-132449
KINGMAN, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFOCUS INCORPORATED
CRD 113954 · SEC 801-124789
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPER PRIVATE WEALTH
CRD 333708 · SEC 801-132061
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUBLIC SAFETY FINANCIAL/GALLOWAY
CRD 141091 · SEC 801-68901
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R.H. INVESTMENT GROUP, LLC
CRD 115994 · SEC 801-126273
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RAINTREE CAPITAL MANAGEMENT LLC
CRD 300716 · SEC 802-118557
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REDEEM WEALTH MANAGEMENT
CRD 313761 · SEC 801-136807
GILBERT, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REDWOOD INVESTMENT MANAGEMENT, LLC.
CRD 153139 · SEC 801-78563
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RELEVE FINANCIAL GROUP
CRD 285243 · SEC 801-108540
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RESQ INVESTMENT PARTNERS, LLC
CRD 169528 · SEC 801-78822
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026