Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,284 sourced firms · query 112 ms

Exempt Reporting Adviser
ATLAS GROVE MANAGEMENT LLC
CRD 324669 · SEC 802-134296
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATOMIC LABS
CRD 210523 · SEC 802-115178
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATOMIC MANAGEMENT COMPANY, LLC
CRD 308610 · SEC 802-118611
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATTICUS WEALTH MANAGEMENT
CRD 296949 · SEC 801-113424
PALM BEACH GARDENS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUA PRIVATE EQUITY PARTNERS, LLC
CRD 170597 · SEC 801-79337
WEST PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUGUSTINE ASSET MANAGEMENT INC
CRD 105801 · SEC 801-23187
JACKSONVILLE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUREUM WEALTH MANAGEMENT, LLC
CRD 272027 · SEC 801-130362
NORTH PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AURORA INVESTMENT MANAGERS, LLC
CRD 146325 · SEC 801-68844
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVANZ CAPITAL MANAGEMENT LLC
CRD 167252 · SEC 802-111668
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENTURA CAPITAL MANAGEMENT, LLC
CRD 142478 · SEC 801-67322
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENTURA PRIVATE WEALTH, LLC
CRD 332630 · SEC 801-130986
AVENTURA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENTUS INVESTMENT ADVISORS, INC.
CRD 153390 · SEC 801-131660
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVIANCE CAPITAL PARTNERS LLC
CRD 146597 · SEC 801-68979
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVILA VC, LLC
CRD 334148 · SEC 802-132462
GOLDEN BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVORY & CO.
CRD 284812 · SEC 801-114763
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVV
CRD 335970 · SEC 802-132830
HIGHLAND BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXXES ADVISORS I LLC
CRD 332460 · SEC 801-131088
CORAL GABLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXXES ADVISORS LLC
CRD 318039 · SEC 801-126433
CORAL GABLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXXETS WM
CRD 340858 · SEC 801-135667
AVENTURA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AZIMUT INVESTMENT ADVISORS LLC
CRD 134626 · SEC 801-64054
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026