Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

161 sourced firms · query 53 ms

Reported as registered
PROVIDER FINANCIAL, INC.
CRD 168964 · SEC 801-113344
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QBOX FIDUCIARY SOLUTIONS, LLC
CRD 167622 · SEC 801-107788
FORT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM FINANCIAL SERVICES INC.
CRD 121631 · SEC 801-67729
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REIFY WEALTH ADVISORS, INC.
CRD 121978 · SEC 801-123324
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
CRD 158537 · SEC 802-110063
MISHAWAKA, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAPIENT CAPITAL LLC
CRD 324899 · SEC 801-127298
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SBAUER FUNDS, LLC
CRD 144782 · SEC 801-68332
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
CRD 288623 · SEC 801-112009
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMI ADVISORY SERVICES, LLC
CRD 137872 · SEC 801-64882
COLUMBUS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH FINANCIAL
CRD 154022 · SEC 801-71492
KOKOMO, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPYGLASS INVESTMENT MANAGEMENT
CRD 122594 · SEC 801-133745
TERRE HAUTE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STOREN FINANCIAL
CRD 339197 · SEC 801-134761
ZIONSVILLE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRIVE FINANCIAL GROUP, LLC
CRD 333298 · SEC 801-131400
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SUNRISE CAPITAL MANAGEMENT, LLC
CRD 338975 · SEC 802-134656
FISHERS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYCAMORE FINANCIAL GROUP
CRD 14143 · SEC 801-62788
KOKOMO, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYM FINANCIAL ADVISORS
CRD 107517 · SEC 801-23944
WINONA LAKE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
CRD 147676 · SEC 801-124740
BROWNSBURG, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE FINANCIAL RESOURCE CENTER
CRD 316747 · SEC 801-122673
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WELLINGTON GRP LLC
CRD 332803 · SEC 801-131076
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOMAS STORY AND SON LLC
CRD 148774 · SEC 801-69744
PLYMOUTH, IN
Source release August 3, 2026 · retrieved August 18, 2026