Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 196 ms

Reported as registered
LEGACY PCG, LLC
CRD 283909 · SEC 801-108057
NEWPORT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY WEALTH ADVISORS, LLC
CRD 127758 · SEC 801-119518
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGALIST
CRD 297876 · SEC 801-117830
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGATO CAPITAL MANAGEMENT, LLC
CRD 131704 · SEC 801-64653
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGION PARTNERS ASSET MANAGEMENT, LLC
CRD 164136 · SEC 801-76750
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEIFM LLC
CRD 336293 · SEC 802-134648
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEISURE CAPITAL MANAGEMENT, INC.
CRD 120374 · SEC 801-61416
COSTA MESA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEITMOTIF
CRD 329025 · SEC 802-129285
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LENGTH LLC
CRD 333109 · SEC 802-131804
LAFAYETTE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEONARD GREEN & PARTNERS, L.P.
CRD 158164 · SEC 801-73794
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEONID CAPITAL PARTNERS, LLC
CRD 327020 · SEC 801-134000
HUNTINGTON BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEVELIZED CAPITAL MANAGEMENT LLC
CRD 329588 · SEC 802-136047
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVINE LEICHTMAN CAPITAL PARTNERS, LLC
CRD 140980 · SEC 801-66987
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC
CRD 289401 · SEC 801-111710
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEWIS ASSET MANAGEMENT
CRD 143409 · SEC 801-119399
LAFAYETTE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEWIS CAPITAL MANAGEMENT
CRD 133619 · SEC 801-63956
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEWIS FINANCIAL, LLC
CRD 170324 · SEC 801-132016
SAN LUIS OBISPO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LGFM, LLC
CRD 301031 · SEC 802-115283
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LI ENTERPRISES
CRD 322864 · SEC 801-127382
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBERTY WEALTH MANAGEMENT, LLC
CRD 286001 · SEC 801-112351
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026