Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 185 ms

Reported as registered
LIBRA WEALTH LLC
CRD 288098 · SEC 801-120883
LOS GATOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBRETTO
CRD 292052 · SEC 801-113291
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIDO
CRD 269866 · SEC 801-100433
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIEEF LLC
CRD 329709 · SEC 802-129510
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIFE LINE FAMILY HERITAGE FUND MANAGEMENT, LLC
CRD 314550 · SEC 802-121833
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFE LINE WEALTH MANAGEMENT LLC
CRD 171051 · SEC 801-114579
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFE STRATEGIES, INC.
CRD 167732 · SEC 801-131812
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFESTEPS FINANCIAL
CRD 153852 · SEC 801-71544
CLAREMONT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHT CAPITAL LLC
CRD 323373 · SEC 801-126710
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHT STREET CAPITAL MANAGEMENT, LLC
CRD 155215 · SEC 801-77663
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTBAY CAPITAL
CRD 288432 · SEC 801-111785
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTHOUSE FINANCIAL SERVICES INC
CRD 110367 · SEC 801-55848
BREA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTSPEED FACTION
CRD 318821 · SEC 801-126648
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTSPEED VENTURE PARTNERS
CRD 160187 · SEC 801-132552
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHTSTONE VENTURES
CRD 168121 · SEC 802-78212
PORTOLA VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINDA A. BARLOW, CFP
CRD 111643 · SEC 801-60157
SANTA ANA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINEPOINT PARTNERS & CO.
CRD 332598 · SEC 801-131043
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIONHEART FUND MANAGEMENT LLC
CRD 325481 · SEC 802-127808
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIQUID 2 VENTURES, LLC
CRD 305376 · SEC 802-117335
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIQUID CAPITAL MANAGEMENT LLC
CRD 299577 · SEC 801-119163
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026