Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 195 ms

Exempt Reporting Adviser
LS CAPITAL, INC.
CRD 269995 · SEC 802-106535
ENCINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUMIA CAPITAL
CRD 162119 · SEC 802-110371
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUMINATE CAPITAL PARTNERS
CRD 269873 · SEC 801-113702
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUNA CAPITAL MANAGEMENT, LLC
CRD 307687 · SEC 801-136576
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUTR STAR LLC
CRD 341148 · SEC 802-135699
NORTH HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYELL WEALTH MANAGEMENT LP
CRD 283521 · SEC 801-107892
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LYFE U.S LLC
CRD 306495 · SEC 802-117867
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYLE & FORSYTH INVESTMENT MANAGERS
CRD 10603 · SEC 801-16717
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYNCH FINANCIAL ADVISORS, INC
CRD 342560 · SEC 801-136715
ROSEVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M PREMIER PARTNERS
CRD 289044 · SEC 801-110827
INDIAN WELLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
M VENTURES
CRD 296621 · SEC 802-114541
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M WEALTH MANAGEMENT, LLC
CRD 281532 · SEC 801-112774
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
M13 HOLDINGS COMPANY, LLC
CRD 305020 · SEC 802-118097
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
M13 VENTURES MANAGEMENT, LLC
CRD 301245 · SEC 802-118096
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M2 CAPITAL ADVISORS
CRD 288829 · SEC 801-135373
VALENCIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M37 MANAGEMENT LP
CRD 332714 · SEC 801-132306
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M83 INVESTMENT GROUP, LLC
CRD 332416 · SEC 801-131436
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MA PRIVATE WEALTH, LLC
CRD 291366 · SEC 801-112344
SAN CARLOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
MAC VENTURE CAPITAL
CRD 308907 · SEC 802-118772
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MACLEAN CAPITAL ADVISORS, LLC
CRD 156978 · SEC 801-121021
INDIAN WELLS, CA
Source release August 3, 2026 · retrieved August 18, 2026