Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 348 ms

Reported as registered
J. STERN & CO., LLC
CRD 326509 · SEC 801-129253
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.C. FLOWERS & CO. LLC
CRD 142529 · SEC 801-69842
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.F. LEHMAN AND COMPANY LLC
CRD 292932 · SEC 801-112716
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.H. LANE PARTNERS, LP
CRD 282383 · SEC 801-107731
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.J. BURNS & COMPANY
CRD 140452 · SEC 801-66736
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD 107038 · SEC 801-21011
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.P. MORGAN PRIVATE INVESTMENTS INC.
CRD 110186 · SEC 801-41088
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.
CRD 335439 · SEC 801-132761
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.W.BURNS & COMPANY, INC.
CRD 107835 · SEC 801-13068
DEWITT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JACK CREEK PARTNERS LLC
CRD 338362 · SEC 801-136305
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JACOBS ASSET MANAGEMENT, LLC
CRD 156563 · SEC 801-74269
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JADE MOUNTAIN PARTNERS, LLC
CRD 290415 · SEC 801-112340
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JAIN GLOBAL LLC
CRD 330309 · SEC 801-130397
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JANA PARTNERS MANAGEMENT, LP
CRD 292832 · SEC 801-128907
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JBA ASSET MANAGEMENT LLC
CRD 339858 · SEC 802-135142
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JBGLOBAL.COM LLC
CRD 119111 · SEC 801-72592
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JC MIANO INVESTMENT ADVISORY SERVICE
CRD 132484 · SEC 801-67619
UTICA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JEFFERIES CAPITAL PARTNERS LLC
CRD 161498 · SEC 802-118118
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JEFFERIES CREDIT MANAGEMENT LLC
CRD 324525 · SEC 801-128586
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026