Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 380 ms

Exempt Reporting Adviser
JST CAPITAL ADVISORS, LLC
CRD 337205 · SEC 802-133825
HEWLETT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JTM EQUITY PARTNERS, LLC
CRD 341181 · SEC 802-135992
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JUJO PARTNERS, LLC
CRD 340601 · SEC 802-135404
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JUNIPER INVESTMENT COMPANY
CRD 170814 · SEC 801-117664
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JUNTO CAPITAL MANAGEMENT LP
CRD 168547 · SEC 801-78836
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JUXTA CAPITAL MANAGEMENT LLC
CRD 335475 · SEC 802-133783
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JUXTAPOSE
CRD 322239 · SEC 802-127040
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JVP MANAGEMENT
CRD 313398 · SEC 801-121656
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JZ PARTNERS
CRD 160932 · SEC 801-73940
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
K8 MANAGEMENT, LLC
CRD 327369 · SEC 802-131987
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAHN BROTHERS ADVISORS LLC
CRD 144368 · SEC 801-14146
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAHN BROTHERS ASSET MANAGEMENT CORP
CRD 105620 · SEC 801-32184
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAI MANAGEMENT GROUP, LLC
CRD 326826 · SEC 802-128179
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KAIN CAPITAL
CRD 315669 · SEC 801-123500
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAIROS INVESTMENT ADVISORS, LLC
CRD 310502 · SEC 802-120263
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KAIROS MANAGERS, LLC
CRD 291857 · SEC 802-112506
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KALKA INVESTMENT MANAGEMENT, LLC
CRD 175274 · SEC 802-81126
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KALMIA ADVISORS INC.
CRD 311763 · SEC 802-120165
ROCKVILLE CENTRE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KANE FINANCIAL
CRD 291231 · SEC 801-122385
WATERVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARAGOSIAN FINANCIAL SERVICES, INC
CRD 124532 · SEC 801-121523
CROTON ON HUDSON, NY
Source release August 3, 2026 · retrieved August 18, 2026