Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 357 ms

Reported as registered
KARANI ASSET MANAGEMENT LLC
CRD 297922 · SEC 801-113904
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARPUS INVESTMENT MANAGEMENT
CRD 110275 · SEC 801-29607
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARYA CAPITAL MANAGEMENT LP
CRD 160413 · SEC 801-77247
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KB & PARTNERS MANAGEMENT CO LLC
CRD 108105 · SEC 801-57422
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KEIDAN MANAGEMENT INC.
CRD 311075 · SEC 802-120947
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KELLEHER FINANCIAL ADVISORS, LLC
CRD 126021 · SEC 801-62029
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KELLY PARK MANAGEMENT II LLC
CRD 329684 · SEC 802-129428
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KELSO & COMPANY, L.P.
CRD 131471 · SEC 801-73793
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KENMAR PREFERRED INVESTMENTS, LLC
CRD 226658 · SEC 801-100359
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KENNEDY LEWIS CAPITAL HOLDINGS LLC
CRD 324025 · SEC 801-126951
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KENNEDY LEWIS LOAN MANAGEMENT LLC
CRD 316091 · SEC 801-122289
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KENNEDY LEWIS MANAGEMENT LP
CRD 290399 · SEC 801-112622
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KEPOS CAPITAL LP
CRD 156361 · SEC 801-72308
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KERSHNER, GROSSO & CO.
CRD 105696 · SEC 801-25724
SARATOGA SPRING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KETTLE HILL CAPITAL MANAGEMENT, LLC
CRD 163722 · SEC 801-77815
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KEYFRAME CAPITAL PARTNERS, L.P.
CRD 305812 · SEC 801-117512
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KG FUNDS MANAGEMENT
CRD 163281 · SEC 802-123670
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KHANER CAPITAL LP
CRD 163013 · SEC 802-74880
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KICKSTAND WEALTH ADVISORS
CRD 327022 · SEC 801-128193
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KIMELMAN & BAIRD, LLC
CRD 2440 · SEC 801-9182
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026