Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

213 sourced firms · query 61 ms

Exempt Reporting Adviser
REVTEK ADVISORS, LLC
CRD 332452 · SEC 802-131237
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIDGELINE PRIVATE WEALTH
CRD 318258 · SEC 801-128531
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROVIN CAPITAL
CRD 152662 · SEC 801-71109
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RRA CAPITAL
CRD 306287 · SEC 801-121881
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGE FINANCIAL ADVISORS INC.
CRD 116933 · SEC 801-60717
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SARATOGA CAPITAL MANAGEMENT, LLC
CRD 112021 · SEC 801-46534
AVONDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHULZ FINANCIAL GROUP
CRD 339660 · SEC 801-135037
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCOTTSDALE WEALTH PLANNING, INC.
CRD 169248 · SEC 801-113207
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SECURE INVESTMENT MANAGEMENT, LLC
CRD 141195 · SEC 801-80752
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEM WEALTH MANAGEMENT
CRD 112142 · SEC 801-55690
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SENSIBLE MONEY, LLC
CRD 158641 · SEC 801-110039
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEROS WEALTH PARTNERS
CRD 166808 · SEC 801-120609
GILBERT, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHARPEPOINT, LLC
CRD 290719 · SEC 801-119916
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIERRA LEGACY GROUP
CRD 172113 · SEC 801-122455
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SL CAPITAL
CRD 328450 · SEC 801-129050
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMEAD CAPITAL MANAGEMENT, INC.
CRD 143567 · SEC 801-67839
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOCIAL LEVERAGE ADVISORS, LLC
CRD 292690 · SEC 801-126232
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHWEST INVESTMENT ADVISORS, INC.
CRD 312685 · SEC 801-120406
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVEREIGN INVESTMENT ADVISORS LLC
CRD 149040 · SEC 801-80942
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPAHN WEALTH & RETIREMENT LLC
CRD 285932 · SEC 801-125766
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026