Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

217 sourced firms · query 55 ms

Reported as registered
PENSION CONSULTANTS INC
CRD 113914 · SEC 801-56704
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERMANENT EQUITY MANAGEMENT
CRD 309530 · SEC 801-119179
COLUMBIA, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHILIP VONGONTARD, CFA, LLC
CRD 127938 · SEC 801-67108
ST.LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE FAMILY ADVISORS, LLC
CRD 145628 · SEC 801-78013
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANCORP, LLC
CRD 106599 · SEC 801-20398
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLATFORM INVESTMENTS, LLC
CRD 159261 · SEC 801-72953
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
CRD 311623 · SEC 801-119958
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRECISION WEALTH STRATEGIES, LLC
CRD 299827 · SEC 801-114482
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFUSION PRIVATE WEALTH
CRD 167003 · SEC 801-131756
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PROLOG VENTURES HL II, LLC
CRD 170338 · SEC 802-79436
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITY PLANNING
CRD 298268 · SEC 801-113944
NORTH KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.
CRD 131804 · SEC 801-63242
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RBF WEALTH ADVISORS
CRD 104771 · SEC 801-20351
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RENAUD & COMPANY, LLC
CRD 115337 · SEC 801-122942
O'FALLON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RISLEY CAPITAL MANAGEMENT LLC
CRD 157271 · SEC 801-123382
ELLISVILLE, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RIVERVEST VENTURE PARTNERS
CRD 160239 · SEC 802-74590
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RLB FINANCIAL
CRD 151778 · SEC 801-128918
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUBINBROWN ADVISORS LLC
CRD 116909 · SEC 801-62021
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RYAN POAGE & CO.
CRD 157432 · SEC 801-135837
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAGE CAPITAL LLC
CRD 288430 · SEC 802-112321
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026