Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 193 ms

Exempt Reporting Adviser
ALMA GLOBAL INFRASTRUCTURE LLC
CRD 306211 · SEC 802-117684
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALMANAC MANAGEMENT LLC
CRD 326270 · SEC 802-127846
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALMANACK CAPITAL LP
CRD 343340 · SEC 802-137122
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPACA
CRD 317262 · SEC 801-127816
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA
CRD 313285 · SEC 801-121176
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA PARTNERS MANAGEMENT, LLC
CRD 286141 · SEC 801-135146
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA SQUARE GROUP S, LLC
CRD 308022 · SEC 801-118737
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHADYNE ASSET MANAGEMENT LP
CRD 154176 · SEC 801-71674
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHAFORT CAPITAL MANAGEMENT LLC
CRD 337856 · SEC 802-134144
SCARSDALE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHYN CAPITAL MANAGEMENT LLC
CRD 304390 · SEC 801-132385
HICKSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE GROVE PARTNERS LLP
CRD 157485 · SEC 801-74287
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPINE PEAKS CAPITAL, LP
CRD 290241 · SEC 802-136698
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE SAXON WOODS
CRD 109686 · SEC 801-56910
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE WOODS CAPITAL INVESTORS, LLC
CRD 112496 · SEC 801-55110
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC
CRD 322058 · SEC 801-126208
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST US HOLDINGS, LLC
CRD 328458 · SEC 801-129132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALSO CAPITAL MANAGEMENT LLC
CRD 334024 · SEC 802-131890
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALSWORTH CAPITAL MANAGEMENT, LLC
CRD 281417 · SEC 801-113550
CORNING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA ASSET MANAGEMENT, LLC
CRD 339811 · SEC 801-135204
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA FUNDAMENTAL ADVISERS LLC
CRD 168642 · SEC 801-80306
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026