Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 193 ms

Reported as registered
KOEHLER ASSET MANAGEMENT
CRD 340322 · SEC 801-135542
BABYLON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KOHLBERG & COMPANY
CRD 160745 · SEC 801-74129
MOUNT KISCO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KOHLBERG KRAVIS ROBERTS & CO. L.P.
CRD 144533 · SEC 801-69634
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KORA MANAGEMENT LP
CRD 172534 · SEC 801-80464
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KPC TERRAPIN GROUP LLC
CRD 285526 · SEC 801-108868
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KPS CAPITAL PARTNERS, LP
CRD 157678 · SEC 801-73907
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KR CAPITAL LP
CRD 338229 · SEC 801-134354
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KRANE CAPITAL MANAGEMENT, LLC
CRD 329110 · SEC 801-129265
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KRANE FUNDS ADVISORS, LLC
CRD 157103 · SEC 801-77589
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KRENSAVAGE ASSET MANAGEMENT, LLC
CRD 168976 · SEC 801-78631
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KRIEG MANAGEMENT, LLC
CRD 338621 · SEC 802-134935
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KUDU INVESTMENT HOLDINGS, LLC
CRD 174350 · SEC 801-80974
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KURAMO CAPITAL MANAGEMENT, LLC
CRD 160614 · SEC 801-108061
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KUTZ AND COMPANY INC.
CRD 124722 · SEC 801-111680
GREAT NECK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.
CRD 174341 · SEC 801-80868
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L&L PARTNERS WEALTH MANAGEMENT, LLC
CRD 140077 · SEC 801-111661
SUFFERN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LACONIA ADVISORY SERVICES LLC
CRD 321749 · SEC 802-127060
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LADDER CAPITAL ASSET MANAGEMENT LLC
CRD 160383 · SEC 801-121780
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD 108604 · SEC 801-54909
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAGODA INVESTMENT MANAGEMENT, L.P.
CRD 170961 · SEC 801-79596
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026