Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 186 ms

Reported as registered
NAVIGOE, LLC
CRD 168716 · SEC 801-78471
REDONDO BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NAVITAS CAPITAL MANAGEMENT, LLC
CRD 309027 · SEC 802-118938
CULVER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NECTARINE
CRD 327155 · SEC 801-128604
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEEV FINANCE
CRD 338066 · SEC 802-134242
FREMONT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NELSON CAPITAL MANAGEMENT, LLC
CRD 129776 · SEC 801-62601
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEO VENTURES, LLC
CRD 294621 · SEC 802-113137
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEOS PARTNERS, LP
CRD 323847 · SEC 801-130830
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEOTRIBE MANAGEMENT COMPANY, LLC
CRD 288186 · SEC 802-112943
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NERAD + DEPPE WEALTH MANAGEMENT
CRD 151284 · SEC 801-123689
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NESTYIELD ETFS
CRD 332971 · SEC 801-131316
DOWNEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEUMANN CAPITAL MANAGEMENT
CRD 112182 · SEC 801-41001
FOSTER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEUMEIER POMA INVESTMENT COUNSEL LLC
CRD 110672 · SEC 801-23649
CARMEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW ENTERPRISE ASSOCIATES
CRD 161004 · SEC 801-127227
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW FORESTS INC.
CRD 165267 · SEC 801-114546
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW INSIGHT WEALTH ADVISORS
CRD 318083 · SEC 801-123002
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWBURY CAPITAL MANAGEMENT, LLC
CRD 148516 · SEC 801-110353
SOUTH PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEWCOAST GROUP MANAGEMENT LLC
CRD 317961 · SEC 802-130047
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWFRONT RETIREMENT SERVICES, INC.
CRD 167641 · SEC 801-80234
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWPORT ASIA LLC
CRD 118682 · SEC 801-60888
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWPORT WEALTH ADVISORS, INC.
CRD 137159 · SEC 801-130464
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026