Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 194 ms

Reported as registered
LAIDLAW WEALTH MANAGEMENT LLC
CRD 150040 · SEC 801-112592
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAKE HILL CAPITAL MANAGEMENT, LLC
CRD 166526 · SEC 801-77648
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAKE ROAD ADVISORS, LLC
CRD 281657 · SEC 801-117338
CORNING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LAKEVILLE ASSOCIATES, LLC
CRD 294869 · SEC 802-112884
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAKEWOOD CAPITAL MANAGEMENT, LP
CRD 156429 · SEC 801-73099
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANDMARK MANAGEMENT, LLC
CRD 157511 · SEC 801-73439
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANDMARK WEALTH MANAGEMENT
CRD 109379 · SEC 801-74639
GETZVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANDMARK WEALTH MANAGEMENT, LLC
CRD 158693 · SEC 801-80788
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LANIAKEA FUNDS MANAGER, LLC
CRD 332498 · SEC 802-131293
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANSING MANAGEMENT, LP
CRD 285921 · SEC 801-108705
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANTERN WEALTH ADVISORS, LLC
CRD 147420 · SEC 801-79035
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANX MANAGEMENT, LLC
CRD 138305 · SEC 801-71650
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LARCH LANE PARTNERS LLC
CRD 304680 · SEC 802-127747
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LARKHAVEN CAPITAL LTD
CRD 340584 · SEC 802-135488
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LATTIS MANAGEMENT LP
CRD 333629 · SEC 801-134298
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAUFER WEALTH MANAGEMENT, LLC
CRD 173446 · SEC 801-109945
BABYLON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAURION CAPITAL MANAGEMENT LP
CRD 161278 · SEC 801-73253
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAWLEY RETIREMENT ADVISORS
CRD 282786 · SEC 801-107260
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LAWSHARES, LLC
CRD 174510 · SEC 802-112643
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAYLINE ADVISORS
CRD 285136 · SEC 801-114790
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026