Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 229 ms

Exempt Reporting Adviser
NEWTOWN PARTNERS
CRD 319314 · SEC 802-124985
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWVIEW CAPITAL MANAGEMENT, LLC
CRD 298161 · SEC 801-114030
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXA EQUITY LLC
CRD 317201 · SEC 801-126304
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXT HORIZON CAPITAL
CRD 321649 · SEC 801-136861
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXT LEGACY MANAGEMENT, LLC
CRD 156640 · SEC 801-73561
PORTOLA VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXUS CAPITAL MANAGEMENT LP
CRD 168618 · SEC 801-79220
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEXUS VENTURES MANAGEMENT, LLC
CRD 314346 · SEC 802-121258
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXXUS HOLDINGS ADVISORS LLC
CRD 166884 · SEC 801-80020
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NFX CAPITAL MANAGEMENT, LLC
CRD 301829 · SEC 802-115224
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NGP CAPITAL US, LLC
CRD 160838 · SEC 802-75300
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NHS GP, LLC
CRD 311365 · SEC 802-119933
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NICHOLAS INVESTMENT PARTNERS, L.P.
CRD 140159 · SEC 801-66532
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NIGHTDRAGON MANAGEMENT COMPANY, LLC
CRD 310767 · SEC 802-128000
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NILE CAPITAL GROUP HOLDINGS LLC
CRD 309115 · SEC 802-119918
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIM WEALTH SOLUTIONS
CRD 334754 · SEC 801-135633
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINEPOINTTWO CAPITAL LLC
CRD 297270 · SEC 801-120491
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIPUN CAPITAL, L.P.
CRD 159752 · SEC 801-78276
FOSTER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NIREMIA COLLECTIVE MANAGEMENT, LLC
CRD 317440 · SEC 802-131381
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NO STREET GP LP
CRD 299240 · SEC 801-114360
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOBLE WEALTH MANAGEMENT, INC.
CRD 169963 · SEC 801-108555
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026