Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 186 ms

Reported as registered
LEIGH BALDWIN & CO., LLC
CRD 38751 · SEC 801-69290
CAZENOVIA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEO WEALTH MANAGEMENT, LLC
CRD 337537 · SEC 801-134141
STATEN ISLAND, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC
CRD 120109 · SEC 801-61082
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LERER HIPPEAU VENTURES MANAGEMENT, LLC
CRD 162263 · SEC 802-76405
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LESKO SECURITIES, INC.
CRD 10091 · SEC 801-110085
VESTAL, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LESLIE MARIE GIORDANO
CRD 126274 · SEC 801-118442
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEUCADIA ASSET MANAGEMENT LLC
CRD 121767 · SEC 801-61698
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVCO CAPITAL LP
CRD 161117 · SEC 801-107598
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVEL EQUITY
CRD 160016 · SEC 801-111972
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVEL FINANCIAL ADVISORS, INC.
CRD 110641 · SEC 801-15900
EAST AMHERST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVIN CAPITAL STRATEGIES, L.P.
CRD 137147 · SEC 801-65045
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEX FERENDA LITIGATION FUNDING LLC
CRD 327188 · SEC 802-128630
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEXINGTON ADVISORS LLC
CRD 107364 · SEC 801-51739
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEXINGTON PARTNERS L.P.
CRD 147281 · SEC 801-71411
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEXION CAPITAL MANAGEMENT LP
CRD 153273 · SEC 801-73003
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LGK ADVISORS, LLC
CRD 154922 · SEC 801-71798
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LGT CAPITAL PARTNERS (USA) INC.
CRD 160437 · SEC 801-74255
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LGVP MANAGEMENT, LLC
CRD 319586 · SEC 802-127299
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBERTY STREET ADVISORS, INC.
CRD 142949 · SEC 801-67698
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBERTY WEALTH MANAGERS
CRD 322131 · SEC 801-126337
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026