Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 197 ms

Reported as registered
LIBREMAX CAPITAL, LLC
CRD 155486 · SEC 801-72148
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFECAPITAL PARTNERS LLC
CRD 337455 · SEC 801-134352
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFEMARK SECURITIES CORP.
CRD 16204 · SEC 801-68438
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIFESCI VENTURE MANAGEMENT, LLC
CRD 331751 · SEC 802-130679
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHT RAY VENTURES, LLC
CRD 328413 · SEC 802-129162
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTEDWAY ADVISORY SERVICES, INC.
CRD 312712 · SEC 801-120390
HARRISON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHTNING SHARK CAPITAL GROUP LTD.
CRD 338401 · SEC 802-134432
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC
CRD 307933 · SEC 801-128356
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHTSWITCH CAPITAL MANAGEMENT, L.P.
CRD 319223 · SEC 802-123698
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHTYEAR CAPITAL LLC
CRD 156781 · SEC 801-73702
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LP
CRD 297109 · SEC 801-114119
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLN PARK CAPITAL LLC
CRD 330031 · SEC 801-129961
OLEAN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLNSHIRE MANAGEMENT, INC.
CRD 157144 · SEC 801-73345
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINDEN ADVISORS LP
CRD 135431 · SEC 801-65641
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINDEN GLOBAL STRATEGIES LLC
CRD 159667 · SEC 801-72979
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINEAR B PARTNERS LP
CRD 315185 · SEC 801-122099
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINGOTTO US LLC
CRD 328113 · SEC 801-128929
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LION POINT CAPITAL, LP
CRD 174322 · SEC 801-81004
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONHEART STRATEGIC MANAGEMENT, LLC
CRD 314990 · SEC 801-122551
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONHUNTER CAPITAL MANAGEMENT LLC
CRD 341117 · SEC 801-135762
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026