Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 219 ms

Reported as registered
OGBORNE CAPITAL MANAGEMENT, LLC.
CRD 165833 · SEC 801-121096
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OHANA ADVISORS
CRD 158515 · SEC 801-75431
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OKAPI CAPITAL, LLC
CRD 310176 · SEC 802-119446
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OKAPI VENTURE CAPITAL
CRD 161098 · SEC 802-74499
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD WEST INVESTMENT MANAGEMENT, LLC
CRD 148343 · SEC 801-69604
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLIVE STREET CAPITAL PARTNERS LLC
CRD 300115 · SEC 801-134084
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC
CRD 289384 · SEC 801-121034
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLIVEIRA WEALTH
CRD 315326 · SEC 801-122522
MODESTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OLSEM ASSET MANAGEMENT INC
CRD 339947 · SEC 802-135113
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMEGA FINANCIAL GROUP, LLC
CRD 164147 · SEC 801-77745
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OMEGA VENTURE PARTNERS
CRD 313339 · SEC 802-121440
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OMNICAP GROUP LLC
CRD 133387 · SEC 801-63715
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OMNIQUEST CAPITAL, LLC
CRD 124393 · SEC 802-129972
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ON-CHAIN SYSTEMATIC TRADING, INC.
CRD 334539 · SEC 802-132144
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE CAPITAL MANAGEMENT, LLC
CRD 114861 · SEC 801-60483
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE DEGREE ADVISORS, INC.
CRD 170392 · SEC 801-79351
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE FIN CAPITAL MANAGEMENT LP
CRD 283490 · SEC 801-113504
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE WEALTH ADVISORS, LLC
CRD 170910 · SEC 801-79591
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONEPRIME CAPITAL
CRD 299697 · SEC 801-118460
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONESOURCE WEALTH MANAGEMENT
CRD 319078 · SEC 801-129864
GRANITE BAY, CA
Source release August 3, 2026 · retrieved August 18, 2026