Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 193 ms

Reported as registered
LIONSHARES LLC
CRD 335459 · SEC 801-133836
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONSHEAD WEALTH MANAGEMENT, LLC
CRD 288526 · SEC 801-110632
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONSTONE CAPITAL MANAGEMENT LLC
CRD 157603 · SEC 801-73996
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONTREE INVESTMENT MANAGEMENT, LLC
CRD 315628 · SEC 801-122175
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIONTREE PARTNERS LLC
CRD 289817 · SEC 801-124884
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIPE & DALTON INVESTMENT COUNSEL
CRD 132737 · SEC 801-66472
SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LISANTI CAPITAL GROWTH LLC
CRD 130023 · SEC 801-62639
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LISC FUND MANAGEMENT, LLC
CRD 304733 · SEC 801-119978
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIVELLO CAPITAL MANAGEMENT LP
CRD 305403 · SEC 801-118301
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIVIAN & CO.
CRD 153771 · SEC 801-71406
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LK FINANCIAL PLANNING LLC
CRD 160539 · SEC 801-80856
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LLOYD HARBOR CAPITAL MANAGEMENT, LLC
CRD 304646 · SEC 801-126200
COLD SPRING HARBOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LMR PARTNERS LLC
CRD 292183 · SEC 801-112529
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LNK PARTNERS, LLC
CRD 157725 · SEC 801-73716
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOCK 8 PARTNERS
CRD 319731 · SEC 801-132973
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOCUST WOOD CAPITAL ADVISERS, LLC
CRD 135140 · SEC 801-72132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LODGE HILL CAPITAL, LLC
CRD 165973 · SEC 801-77377
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP
CRD 153582 · SEC 801-72554
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LONE PEAK PARTNERS MANAGEMENT LP
CRD 156546 · SEC 801-73174
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LONETREE CAPITAL, LLC
CRD 321784 · SEC 801-125867
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026