Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 211 ms

Exempt Reporting Adviser
OSMIUM PARTNERS, LLC
CRD 163789 · SEC 802-114792
SAN ANSELMO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OSS CAPITAL, LLC
CRD 314805 · SEC 802-126645
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OSTERWEIS CAPITAL MANAGEMENT
CRD 109580 · SEC 801-54360
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OSTERWEIS CAPITAL MANAGEMENT
CRD 105421 · SEC 801-18395
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OSTRA CAPITAL
CRD 161847 · SEC 802-118980
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OSTROFE FINANCIAL CONSULTANTS INC
CRD 110064 · SEC 801-34048
GRASS VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OTAY VILLAGE III MANAGER, LLC
CRD 298534 · SEC 802-125791
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OTHERWISE FUND MANAGEMENT, LLC
CRD 300047 · SEC 802-118037
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OUTCAST VENTURES, LLC
CRD 339350 · SEC 802-135261
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OUTPUT CAPITAL MANAGEMENT, LLC
CRD 338509 · SEC 802-135887
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OUTWING PRIVATE WEALTH MANAGEMENT
CRD 322444 · SEC 801-130386
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OVERTURE CLIMATE LLC
CRD 316885 · SEC 802-129852
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OVERWATER VENTURES LLC
CRD 317227 · SEC 802-131625
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OVN CAPITAL LLC
CRD 312941 · SEC 802-122107
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OWL VENTURES
CRD 172513 · SEC 801-135368
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PA CAPITAL MANAGEMENT LLC
CRD 331619 · SEC 802-134232
SUNNYVALE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PAAMCO PRISMA, LLC
CRD 108989 · SEC 801-57416
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PACIFIC ALLIANCE VENTURES LLC
CRD 341002 · SEC 802-136376
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLC
CRD 311351 · SEC 801-122126
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PACIFIC CAPITAL
CRD 159294 · SEC 801-80494
CORONA, CA
Source release August 3, 2026 · retrieved August 18, 2026