Reported as registered
LUMOS CAPITAL GROUP LLC
CRD 306528 · SEC 801-126166
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 318 ms
Reported as registered
LUNIN-PACK PLANNING AND ADVICE, LLC
CRD 334066 · SEC 801-131681
COLD SPRING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUPA RIA INVESTMENT MANAGEMENT LLC
CRD 314819 · SEC 801-122892
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUTHER FOREST WEALTH ADVISORS, L.L.C.
CRD 142714 · SEC 801-67506
MALTA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUX CAPITAL MANAGEMENT, LLC
CRD 163026 · SEC 802-75425
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUXOR CAPITAL GROUP, LP
CRD 138253 · SEC 801-71837
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LVW ADVISORS, LLC
CRD 159403 · SEC 801-72830
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYNNLEIGH & COMPANY, LLC
CRD 285044 · SEC 801-114238
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYNROCK LAKE LP
CRD 292931 · SEC 801-113182
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYON CAPITAL MANAGEMENT, LLC
CRD 111311 · SEC 801-74497
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYONROSS CAPITAL MANAGEMENT, LLC
CRD 156637 · SEC 801-73706
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYRIC CAPITAL MANAGEMENT GROUP, L.P.
CRD 299917 · SEC 801-114516
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYRICAL ASSET MANAGEMENT LP
CRD 148267 · SEC 801-71099
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LYTICAL VENTURES, LLC
CRD 318148 · SEC 802-123468
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYTLE INVESTMENTS
CRD 297591 · SEC 801-113598
GRAND ISLAND, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC
CRD 124506 · SEC 801-62585
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M.D. SASS, LLC
CRD 110590 · SEC 801-8663
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MA ASSET MANAGEMENT, LLC
CRD 283673 · SEC 801-107811
IRVINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MACE CAPITAL MANAGEMENT, LLC
CRD 134605 · SEC 801-68603
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MACHINE INVESTMENT GROUP, LP
CRD 315219 · SEC 801-126315
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026