Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

213 sourced firms · query 55 ms

Reported as registered
SPIRIT WEST ADVISORS, LLC
CRD 285314 · SEC 801-134843
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STABLEFORD CAPITAL LLC
CRD 173383 · SEC 801-80522
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STANDPOINT ASSET MANAGEMENT, LLC
CRD 305155 · SEC 801-117365
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STERLING INVESTMENT MANAGEMENT, LLC
CRD 112923 · SEC 801-50373
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP
CRD 111320 · SEC 801-54265
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONECREST WEALTH MANAGEMENT, INC
CRD 311404 · SEC 801-119878
CHANDLER, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC INCOME GROUP LLC
CRD 165839 · SEC 801-108752
CHANDLER, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGY FINANCIAL GROUP
CRD 164531 · SEC 801-122298
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUTTLE CROSSLAND WEALTH ADVISORS, LLC
CRD 318700 · SEC 801-135579
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SVVY
CRD 325358 · SEC 801-127946
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANDEM WEALTH ADVISORS
CRD 157794 · SEC 801-115170
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAURUM RETIREMENT PARTNERS, LLC
CRD 282017 · SEC 801-130407
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
CRD 142617 · SEC 801-67498
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAYLOR FRIGON FAMILY OFFICE, LLC
CRD 323249 · SEC 801-127146
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCI WEALTH ADVISORS, INC.
CRD 107373 · SEC 801-37083
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEMPLETON FINANCIAL SERVICES INC.
CRD 128240 · SEC 801-66521
CHANDLER, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TFO FAMILY OFFICE PARTNERS
CRD 159440 · SEC 801-72840
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CRD 140551 · SEC 801-69464
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TITAN CAPITAL MANAGEMENT
CRD 319447 · SEC 801-123690
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TORCH HILL INVESTMENT PARTNERS
CRD 161433 · SEC 802-76434
CHANDLER, AZ
Source release August 3, 2026 · retrieved August 18, 2026