Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 178 ms

Exempt Reporting Adviser
ANGELSDECK LLC
CRD 318857 · SEC 802-123490
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANKONA MANAGEMENT, LLC
CRD 305665 · SEC 802-120998
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANORAK VENTURES MANAGEMENT, LLC
CRD 343541 · SEC 802-137176
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANT MONEY ADVISORS
CRD 308481 · SEC 801-118951
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANTHOS CAPITAL
CRD 165980 · SEC 801-118356
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANV MANAGEMENT, LLC
CRD 329682 · SEC 802-129503
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AOF MANAGEMENT LLC
CRD 170193 · SEC 801-128469
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APC ASSET DEVELOPMENT I, LP
CRD 328513 · SEC 801-128996
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APC ASSET DEVELOPMENT II, LP
CRD 328587 · SEC 801-128950
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APERIO GROUP, LLC
CRD 111616 · SEC 801-57184
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APHIAS CAPITAL, L.P.
CRD 336255 · SEC 801-133879
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPIAN WAY FINANCIAL
CRD 168109 · SEC 801-131263
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLE & ASSOCIATES
CRD 126849 · SEC 801-134872
GRASS VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APPLESEED ADVISORY, LLC
CRD 342466 · SEC 801-136569
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLIED VENTURES, LLC
CRD 334249 · SEC 802-132880
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APRIEM ADVISORS
CRD 108188 · SEC 801-55371
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS INVESTMENT MANAGEMENT GROUP
CRD 153504 · SEC 801-118386
JACKSON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQT CAPITAL MANAGEMENT, LLC
CRD 338922 · SEC 802-134650
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUA CAPITAL ADVISORS
CRD 151887 · SEC 801-130676
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AR ASSET MANAGEMENT, INC.
CRD 110342 · SEC 801-16930
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026