Reported as registered
DRUM HILL CAPITAL, LLC
CRD 123359 · SEC 801-66446
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 72 ms
Reported as registered
DUKE FUNDING MANAGEMENT, L.L.C.
CRD 117590 · SEC 801-61009
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNBAR ASSOCIATES, LLC
CRD 323134 · SEC 801-126791
MONROE, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNHAM LANE CAPITAL PARTNERS LLC
CRD 283276 · SEC 801-117455
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWM ASSET MANAGEMENT, LLC
CRD 143224 · SEC 801-67853
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DYNAMIC BETA INVESTMENTS LLC
CRD 164972 · SEC 801-77106
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE CAPITAL ADVISORS, LLC
CRD 173730 · SEC 801-135929
MIDDLEBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE HEALTH INVESTMENTS LP
CRD 309210 · SEC 801-121917
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE POINT CREDIT MANAGEMENT LLC
CRD 166370 · SEC 801-77721
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
CRD 328508 · SEC 801-129465
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE POINT ENHANCED INCOME MANAGEMENT LLC
CRD 327357 · SEC 801-128835
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE POINT INCOME MANAGEMENT LLC
CRD 299198 · SEC 801-114251
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAST GUILFORD FINANCIAL SERVICES LLC
CRD 127481 · SEC 801-122915
MADISON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EASTERN ASSET MANAGEMENT LLC
CRD 339499 · SEC 802-134933
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EDGE PARTNERS CAPITAL LLC
CRD 330669 · SEC 802-131291
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EDGEWOOD CAPITAL ADVISORS, LLC
CRD 164110 · SEC 802-76796
SOUTHPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EDGEWOOD MANAGEMENT LLC
CRD 106647 · SEC 801-9970
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EDGEWORTH CAPITAL, INC.
CRD 327432 · SEC 802-128510
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EDUCATION GROWTH PARTNERS, LLC
CRD 166162 · SEC 801-117090
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELLINGTON CREDIT COMPANY MANAGEMENT LLC
CRD 168311 · SEC 801-78637
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026