Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

217 sourced firms · query 66 ms

Reported as registered
SARVER VROOMAN WEALTH ADVISORS LLC
CRD 332699 · SEC 801-131869
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAXONY CAPITAL MANAGEMENT, LLC
CRD 122692 · SEC 801-68385
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCOUT INVESTMENTS, INC.
CRD 111787 · SEC 801-60188
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEVERIN INVESTMENTS LLC
CRD 166567 · SEC 801-118181
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SFC FINANCIAL LLC
CRD 129817 · SEC 801-107167
SUNSET HILLS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNIFY WEALTH LLC
CRD 160094 · SEC 801-116909
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIXTHIRTY VENTURES
CRD 297285 · SEC 802-118630
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SKY RE PARTNERS, LLC
CRD 332232 · SEC 802-130958
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH MOORE & CO.
CRD 3441 · SEC 801-68175
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SOLSTICE GUARD CAPITAL
CRD 342641 · SEC 801-136640
ST. CHARLES, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONAS FINANCIAL GROUP, INC.
CRD 122547 · SEC 801-130755
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPARROW CAPITAL MANAGEMENT INC
CRD 106616 · SEC 801-42906
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC
CRD 106999 · SEC 801-112870
CHESTERFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ST. LOUIS FINANCIAL PLANNERS INC.
CRD 105511 · SEC 801-113524
CHESTERFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STERLING INVESTMENT ADVISORS,LLC
CRD 117287 · SEC 801-63925
BOLIVAR, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STERNECK CAPITAL MANAGEMENT LLC
CRD 111463 · SEC 801-45256
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEWARDSHIP CAPITAL
CRD 110944 · SEC 801-130645
INDEPENDENCE, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STIEVEN CAPITAL ADVISORS, L.P.
CRD 136106 · SEC 801-64668
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STIFEL INDEPENDENT ADVISORS, LLC
CRD 28218 · SEC 801-43561
ST LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STIFEL WEALTH TRACKER
CRD 291897 · SEC 801-112365
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026