Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 173 ms

Reported as registered
ALTAMAR PARTNERS NORTH AMERICA LLC
CRD 283144 · SEC 801-107569
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTARIS, LLC
CRD 143611 · SEC 801-73296
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTERNATIVE INVESTMENT MANAGEMENT, LLC
CRD 158028 · SEC 801-74165
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD 110130 · SEC 801-18320
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTIO CAPITAL US
CRD 315099 · SEC 802-121631
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTIUS GLOBAL MANAGEMENT, LLC
CRD 333729 · SEC 802-131850
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTRA VENTURE PARTNERS LLC
CRD 314277 · SEC 802-131409
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTUM CAPITAL MANAGEMENT, LLC
CRD 160123 · SEC 801-73008
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTURA CAPITAL PARTNERS LLC
CRD 342618 · SEC 802-136885
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALUA CAPITAL MANAGEMENT LP
CRD 310536 · SEC 801-119652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMAZZ INVESTMENT MANAGEMENT, INC.
CRD 126545 · SEC 801-85194
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC
CRD 328406 · SEC 801-128861
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AMBER ROAD INVESTORS LP
CRD 342249 · SEC 801-136446
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERAUDI ASSET MANAGEMENT, INC.
CRD 119854 · SEC 801-115201
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN CAPITAL MANAGEMENT INC
CRD 110861 · SEC 801-15254
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN FINANCIAL & TAX STRATEGIES, INC.
CRD 115559 · SEC 801-44737
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN INDUSTRIAL PARTNERS
CRD 156878 · SEC 801-74196
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN SECURITIES LLC
CRD 160648 · SEC 801-73714
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN TRIPLE I, LLC
CRD 318463 · SEC 801-127047
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN WEALTH ADMINISTRATION GROUP LLC
CRD 282683 · SEC 801-107222
GLEN COVE, NY
Source release August 3, 2026 · retrieved August 18, 2026