Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

623 sourced firms · query 93 ms

Reported as registered
DREXEL MORGAN & CO.
CRD 151053 · SEC 801-70432
RADNOR, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DT INVESTMENT PARTNERS, LLC
CRD 157646 · SEC 801-72325
CHADDS FORD, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNCAN FINANCIAL PLANNING ADVISORS
CRD 309454 · SEC 801-119284
IRWIN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
DVB PRIVATE WEALTH
CRD 341684 · SEC 801-136547
HARRISBURG, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWD PORTFOLIO SOLUTIONS, INC.
CRD 121435 · SEC 801-113185
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAB INVESTMENT GROUP, LLC
CRD 165865 · SEC 801-96306
BALA CYNWYD, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE INVESTMENT ADVISORS
CRD 144094 · SEC 801-118074
DOWNINGTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ECHO FINANCE
CRD 317145 · SEC 802-127887
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ECON WEALTH MANAGEMENT
CRD 226774 · SEC 801-104471
HARRISBURG, PA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
EDYN
CRD 342781 · SEC 801-136726
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EHB FINANCIAL RESOURCES MANAGEMNT, INC.
CRD 116186 · SEC 801-123260
EXTON, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELECTRA CAPITAL
CRD 318664 · SEC 801-126452
CONSHOHOCKEN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELITE LIFE MANAGEMENT LLC
CRD 310917 · SEC 801-127003
ERIE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELLIS INVESTMENT PARTNERS, LLC
CRD 157669 · SEC 801-73011
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELM CAPITAL MANAGEMENT LLC
CRD 294012 · SEC 801-135670
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELM WEALTH
CRD 167225 · SEC 801-78018
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD ADVISERS, LLC
CRD 107496 · SEC 801-40263
LEOLA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD INVESTMENT ADVISERS, LLC
CRD 338769 · SEC 801-134558
LEOLA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD MUTUAL FUND ADVISERS TRUST
CRD 135130 · SEC 801-64204
LEOLA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD SEPARATE ACCOUNT MANAGEMENT LLC
CRD 150202 · SEC 801-70504
LEOLA, PA
Source release August 3, 2026 · retrieved August 18, 2026