Reported as registered
NBZ INVESTMENT ADVISORS, LLC
CRD 123902 · SEC 801-62087
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
264 sourced firms · query 62 ms
Exempt Reporting Adviser
NCN MANAGEMENT COMPANY IV, LLC
CRD 321890 · SEC 802-125960
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NCN MANAGEMENT COMPANY PF, LLC
CRD 289601 · SEC 802-111669
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEPHILA ADVISORS LLC
CRD 156905 · SEC 801-72587
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWSOUTH CAPITAL MANAGEMENT INC
CRD 110676 · SEC 801-24716
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NFC INVESTMENTS, LLC
CRD 132844 · SEC 801-63560
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OP PREF EQUITY ADVISER, LLC
CRD 315211 · SEC 802-122131
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPTIVISE ADVISORY SERVICES LLC
CRD 301764 · SEC 801-115232
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PACIFIC FINANCIAL GROUP, LLC
CRD 143041 · SEC 801-68318
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATRIOT INVESTMENT MANAGEMENT GROUP INC
CRD 112155 · SEC 801-55500
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATTEN AND PATTEN, INC.
CRD 105414 · SEC 801-11499
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATTON ALBERTSON MILLER GROUP, LLC
CRD 281558 · SEC 801-106877
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PAUL WINKLER, INC.
CRD 119342 · SEC 801-128081
GOODLETTSVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PEGASUS HOLDINGS GROUP, LLC
CRD 305415 · SEC 802-117369
OOLTEWAH, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHAROS CAPITAL GROUP, LLC
CRD 158849 · SEC 801-72752
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANROCK WEALTH STRATEGIES, LLC
CRD 304803 · SEC 801-118167
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINTER MANAGEMENT, LLC
CRD 156810 · SEC 801-73887
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POPE ASSET MANAGEMENT, LLC
CRD 113584 · SEC 801-60556
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRESERVER PARTNERS
CRD 152356 · SEC 801-106636
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE WEALTH MANAGEMENT, INC.
CRD 120823 · SEC 801-61214
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026