Exempt Reporting Adviser
SWELL COLLECTIVE MANAGEMENT
CRD 327353 · SEC 802-128427
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
192 sourced firms · query 53 ms
Reported as registered
SWITCHPOINT FINANCIAL PLANNING LLC
CRD 282856 · SEC 801-125029
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANARA WEALTH MANAGEMENT LLC
CRD 340174 · SEC 801-135541
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TANDEM PARTNERS GROUP, LLC
CRD 328028 · SEC 802-130586
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAYLOR DERRICK CAPITAL, L.L.C.
CRD 158016 · SEC 801-108584
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TBL-VV, LLC
CRD 340728 · SEC 802-136118
SALT LAKE, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TENCAP WEALTH COACHING
CRD 166130 · SEC 801-130427
SOUTH JORDAN, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TETON WEALTH GROUP LLC
CRD 311230 · SEC 801-128312
MURRAY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE KARRAS COMPANY, INC.
CRD 109578 · SEC 801-55317
ROY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE NORDEN GROUP LLC
CRD 323988 · SEC 801-127137
PROVO, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PROFESSIONAL FINANCIAL COMPANY LLC
CRD 286419 · SEC 801-114491
OREM, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THISTLE CREEK CAPITAL, LLC
CRD 331449 · SEC 801-131964
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREE SEASONS WEALTH
CRD 326517 · SEC 801-127982
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TINGEY ADVISORS INC
CRD 107539 · SEC 801-88169
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWER ARCH CAPITAL
CRD 169057 · SEC 801-100344
DRAPER, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWNSQUARE CAPITAL, LLC
CRD 288576 · SEC 801-110591
LEHI, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUENORTH WEALTH
CRD 142205 · SEC 801-68446
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALKYRIE VENTURES MANAGEMENT, LLC
CRD 338534 · SEC 802-134948
PARK CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VELVET VENTURES, LLC
CRD 338571 · SEC 802-136126
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VERITAS WEALTH MANAGEMENT, LLC
CRD 160600 · SEC 801-135528
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026