Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1015 ms

Exempt Reporting Adviser
A3/C PARTNERS LLP
CRD 338882 · SEC 802-134699
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A5 FINANCIAL LLC
CRD 334313
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
A7 MANAGEMENT
CRD 332576
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AA FINANCIAL SERVICES
CRD 157667
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AA WEALTH STRATEGIES LLC
CRD 319496
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AABARIS FUND MANAGEMENT LLC
CRD 282442 · SEC 802-127001
GRAND BAY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AAC BENELUX
CRD 167677 · SEC 802-78666
AMSTERDAM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AALEXANDER LLC
CRD 336570
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AAN WEALTH ADVISORS LLC
CRD 300652
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AARON GEOFFREY TURNER
CRD 133240
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AAVISHKAAR VENTURE MANAGEMENT SERVICES PRIVATE LIMITED
CRD 292206 · SEC 802-112439
MUMBAI, MAHASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AB HHELIO ASSOCIATES, INC.
CRD 119567
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AB MAGNITUDE VENTURES GROUP
CRD 309472 · SEC 802-120280
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABA CAPITAL LLC
CRD 301570
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABAC CAPITAL
CRD 284831 · SEC 802-108303
BARCELONA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAC CAPITAL MANAGER, SGEIC, S.A.U.
CRD 307902 · SEC 802-122768
BARCELONA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAC SOLUTIONS MANAGER
CRD 284881 · SEC 802-108313
L-2453 LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABACUS FINANCIAL PLANNING
CRD 314646
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026