Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 360 ms

Reported as registered
PEAKVIEW CAPITAL
CRD 305663 · SEC 801-127248
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PEAR VENTURES MANAGEMENT, LLC
CRD 170211 · SEC 802-110373
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PEBBLEBED MANAGEMENT, LLC
CRD 322201 · SEC 802-130150
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEGASUS TECH VENTURES, INC.
CRD 164588 · SEC 801-130162
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
PELORUS CAPITAL MANAGEMENT, LLC
CRD 342820 · SEC 801-136731
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENCE CAPITAL MANAGEMENT, LLC
CRD 281739 · SEC 801-128559
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PENNY JAR CAPITAL, LLC
CRD 317719 · SEC 802-135909
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENSERRA CAPITAL MANAGEMENT LLC
CRD 159042 · SEC 801-80466
ORINDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENSERRA GLOBAL INVESTORS LLC
CRD 174309 · SEC 801-131133
ORINDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENSERRA WEALTH MANAGEMENT
CRD 333218 · SEC 801-131343
ORINDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PERCEPTIVE VENTURES MANAGEMENT COMPANY, LLC
CRD 334414 · SEC 802-135913
LAGUNA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERCHERON CAPITAL
CRD 312004 · SEC 801-120395
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERENNIAL FINANCIAL SERVICES
CRD 286477 · SEC 801-110619
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERIGON WEALTH MANAGEMENT, LLC
CRD 131037 · SEC 801-62988
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PERMIAN CAPITAL LLC
CRD 341549 · SEC 802-135969
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERMIRA CREDIT LLC
CRD 330996 · SEC 801-130817
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PETIX & BOTTE FINANCIAL
CRD 170020 · SEC 801-79597
LA MESA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PFM HEALTH SCIENCES, LP
CRD 146747 · SEC 801-69012
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PHD BIOTECH HOLDINGS, LLC
CRD 338129 · SEC 802-134322
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PHENOMENAL VENTURES LLC
CRD 329336 · SEC 802-135377
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026