Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 307 ms

Reported as registered
PHILADELPHIA FINANCIAL
CRD 131413 · SEC 801-63788
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHILLIP B. WHITE CO., INC
CRD 300623 · SEC 801-114890
SAN LUIS OBISPO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHILOSOPHY CAPITAL MANAGEMENT LLC
CRD 308425 · SEC 801-120367
ALAMO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHOCAS FINANCIAL CORPORATION
CRD 135470 · SEC 801-64317
ALAMEDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PHOENIX VENTURE PARTNERS
CRD 162628 · SEC 802-75151
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PIER 88 INVESTMENT PARTNERS, LLC
CRD 169316 · SEC 801-107193
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PIER ASSET MANAGEMENT LLC
CRD 288446 · SEC 802-126029
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINEGROVE OPPORTUNITY PARTNERS, LLC
CRD 170811 · SEC 801-79456
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINEGROVE VENTURE PARTNERS, LLC
CRD 326747 · SEC 801-128396
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE WEALTH MANAGEMENT, LLC
CRD 315578 · SEC 801-122002
ROSEVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PIVOTAL BIOVENTURE PARTNERS
CRD 287988 · SEC 802-110211
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLAN FINANCIAL
CRD 44960 · SEC 801-112596
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANMEMBER ASSET MANAGEMENT CORPORATION
CRD 289591 · SEC 801-111678
CARPINTERIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANMEMBER SECURITIES CORPORATION
CRD 11869 · SEC 801-39177
CARPINTERIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANNED SOLUTIONS, INC.
CRD 105052 · SEC 801-33162
FOLSOM, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLATINUM EQUITY ADVISORS, LLC
CRD 161491 · SEC 801-73758
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLATT WEALTH MANAGEMENT
CRD 297487 · SEC 801-113568
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PLAY TIME SPORTS-TECH HOLDCO, LLC
CRD 330348 · SEC 802-130335
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PLAYGROUND GLOBAL
CRD 226570 · SEC 802-100407
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PLUG AND PLAY FUND MANAGEMENT I, LLC
CRD 321635 · SEC 802-126448
SUNNYVALE, CA
Source release August 3, 2026 · retrieved August 18, 2026